Articles tagged with 'financial services' | ASIC

ASIC news hub (financial services)

2020
07
December
2020
| 08:00 Australia/Sydney
ASIC invites licensees to consider how they can enhance their remediation design and execution practices using its new practical field guide, Making it Right. It was created in response to industry demand and answers the frequently asked questions...
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15
September
2020
| 09:00 Australia/Sydney
ASIC is actively monitoring financial services advertising during the COVID-19 pandemic. ASIC will act where we see misleading claims and predatory behaviour. Before publishing financial ads, look at ASIC's Regulatory Guide 234 and where appropri...
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